A National Securities Arbitration & Investment Fraud Law Firm

FINRA Suspends Registered Individuals in May 2018 for Violations of FINRA Rules

According to FINRA Disciplinary actions for May 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:



  Fernando Enrique Acosta  
  Paul Anthony Bustamante   Empire Asset Management Company
  Bishop, Rosen & Co, Inc
  Janna L. Carruth-Vogler  
  Abel Chavez   Farmers Financial Solutions, LLC
  Thomas Matthew Dunlap   AXA Advisors, LLC
  Saima Ashraf Durrani   J.P. Morgan Securities LLC
  Chase Investment Services Corp
  Joshua David Ellis   LPL Financial LLC
  BCG Securities, Inc.
  Ashley Evans  
  Samual LaWayne Haddix   Ameriprise Financial Services, Inc.
  IDS Life Insurance Company
  Christopher Lee Hibbard   Merrill Lynch, Pierce, Fenner & Smith Inc
  Bank of America, NA
  Shawn I Houslin   Merrill Lynch, Pierce, Fenner & Smith Inc
  Bank of America, NA
  Michael Dennis Jackson   Securities America, Inc
  Brecek & Young Advisors, Inc.
  Valbona Keja Keja-Dasilva   Suntrust Investment Services, Inc
  CCO Investment Services Corp
  Shane Jason Kelly   LPL Financial LLC
  Atlantic Capital Advisors
  Keesang John Kim   MML Investors Services, LLC
  Pruco Securities, LLC
  Michael Ray Matos   J.P. Morgan Securities LLC
  Uriah Eli Mitchell   J.P. Morgan Securities LLC
  Michael Patrick Nanto   J.P. Morgan Securities LLC
  Mutual of Omaha Investor Services, Inc.
  Frederick Lamar Pearse   J.P. Morgan Securities LLC
  Anteneh A. Roberts   Merrill Lynch, Pierce, Fenner & Smith Inc
  Bank of America, N.A.
  Jeanette Marie Sanchez  

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees

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