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FINRA Suspends Registered Individuals in June 2018 for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for June 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME

FORMER EMPLOYERS

  Daniel Harry Curkan   Sigma Financial Corporation
  Morgan Stanley
  Diaz, Anthony   IBN Financial Services, Inc
  Sandlapper Securities, LLC
  Brandon Avery Duncan   Royal Alliance Associates, Inc
  Raymond James & Associates, Inc.
  Timothy Stephen Fannin   UBS Financial Services Inc.
  Merrill Lynch, Pierce, Fenner & Smith Inc
  Michael P. Gopie   AXA Advisors, LLC
  Merrill Lynch, Pierce, Fenner & Smith Inc
  Louis Karl Kittlaus   Wall Street Strategies, Inc
  Edwin C. Blitz Investments, Inc
  Michael Scott Lavolpe   Meyers Associates, LP
  Robert M Marks Jr.   Cape Securities Inc.
  Synergy Investment Group, LLC
  Michael James McGraw   Morgan Stanley
  Wells Fargo Advisors, LLC
  Curtis Dean Milakovich   Kovack Securities Inc.
  Lincoln Investment
  Matthew Jacob Paparazzo   Wells Fargo Clearing Services, LLC
  J.P. Morgan Securities LLC

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Our lawyers have extensive experience collecting FINRA arbitration awards, prevailing on Motions to Vacate FINRA arbitration awards and using various collection efforts to enforce FINRA awards after they are received.

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