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FINRA Suspends Registered Individuals in February 2019 for Violations of FINRA Rules

According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME

FORMER EMPLOYERS

  Bishop, Tywan   Charles Schwab & Co., Inc
  ETrade Securities
  Borja, Mauricio   Allstate Financial Services, LLC
  Conrekas, Edward   J.W. Cole Financial, Inc.
  Morgan Stanley
  Delaney, Glen   Newbridge Securities Corp
  Craig Scott Capital, LLC
  Flaningan, Joel   NYLife Securities LLC
  Synergy Investment Services, LLC
  Hovermale, Jeffrey   Sovereign Legacy Securities, Inc
  Family Income Planning, Inc
  Marnelego, Christopher   First Standard Financial Company LLC
  Merriman Capital, Inc
  Ness, Valerie
  O’Neal, Tristan   Northwestern Mutual Investment Services, LLC
  Trotter, Aaron   JP Morgan Securities LLC
  Capital One Bank
  Vrazel, Patsy
  Worthington, Bruce   Founders Financial Securities LLC
  Commonwealth Financial Network

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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