FINRA Suspends Registered Individuals in February 2016 for Failure to Comply with FINRA Rules

According to FINRA Disciplinary actions for February 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Philip Wayne Conley	Merrill Lynch, Pierce, Fenner & Smith, Inc.
	Wells Fargo Advisors, LLC
Daniel Joseph Crowley	Equus Financial Consultings, LLC
	Rochdale Securities, LLC
Laurie Anne Facsina	LPL Financial, LLC
	Stratos Wealth Partners, LTD
Daniel Steven Gedatus	RBC Dain Rauscher, Inc.
	Merrill Lynch, Pierce, Fenner & Smith, Inc.
William Albert Hansen	Hudson Heritage Capital Management, INc.
	Wells Fargo Advisors, LLC
Aaron Leonard Heimowitz	Lantern Investments, Inc.
	Global Arena Capital Corp.
Greg James Hilliard	Toussaint Capital Partners, LLC
	Oppenheimer & Co, Inc.
Thomas Wayne Ottman	Benjamin F. Edwards & Company, Inc.
	Feltl & Company
Armando Wood	Raymond James & Associates, Inc.
	UBS Financial Services, Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.