FINRA Names Individuals Barred in June 2019 for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for June 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Anderzejewski, Bryan	Dean Bradley Osbourne Partners LLC
	Morgan Stanley & Co Inc
Boggs, Marcus	Merrill Lynch, Pierce, Fenner & Smith Inc
	Bank of America
Gennity, William	First Standard Financial Company
	Alexander Capital, LP
Gomez, Edwin	PFS Investments Inc.
	Primerica Financial Services
LaMarca, Charles	Benjamin & Jerold Brokerage I, LLC
	Meridian Equity Partners, Inc
Laveck, David	MML Investors Services, LLC
	MSI Financial Services, Inc
Won Lee, Kevin	J.P. Morgan Securities LLC
	AXA Advisors, LLC
Maurer, William	Voya Financial Partners, LLC
Nye, Jason	The O.N. Equity Sales Company
	UBS Paine Webber Inc.
Sercia, Anthony	Traderfield Securities, Inc.
	Legend Securities, Inc
Torres, John	JP Morgan Securities LLC
	Wells Fargo Bank
Whiting, David	Alternative Asset Investment Mgmt. Services
	HD Vest Investment Services

FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers.  If you invested with anyone in this report and have questions about your legal rights, our attorneys will talk with you at no cost to explain your legal rights and about how we can help recover your investment losses through securities arbitration or litigation.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.