FINRA Bars Registered Individuals in May 2019 for Violations of FINRA Rules

According to FINRA Disciplinary actions for May 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Anderson, Andy	ProEquities, Inc.
	PFS Investments Inc,
Bishop, Tywan	Charles Schwab & Co, Inc
	ETrade Securities LLC
Conrekas, Edward	J.W. Cole Financial, Inc
	Morgan Stanley
Donato, Scott	Morgan Stanley
Flaningan, Joel	NYLife Securities LLC
	Synergy Investment Services LLC
Johnson, Anthony
Marnelego, Christopher	First Standard Financial Company LLC
	Merriman Capital, Inc
Ness, Valerie
Norris, Timothy	BMO Harris Financial Advisors, Inc
	HarrisDirect LLC
Vrazel, Patsy
Worthington, Bruce	Founders Financial Securities LLC
	Commonwealth Financial Network

FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers.  If you invested with anyone in this report and have questions about your legal rights, our attorneys will talk with you at no cost to explain your legal rights and about how we can help recover your investment losses through securities arbitration or litigation.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.