Securities Arbitration Lawyers BlogFINRA Bars Brokers for Failing to Pay Arbitration Awards or Settlements – March 2015
According to FINRA Disciplinary actions for March 2015, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
|
NAME |
FORMER EMPLOYERS |
| Jay Howard Lustig | Equibond, Inc. |
| Drake Capital Securities, Inc. | |
| Amarjeet Singh | Morgan Stanley Smith Barney |
| Morgan Stanley & Co. Inc. |
Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.