David Harrison Miller (CRD: 4648882) is a currently registered broker and investment advisor employed by Peachcap Securities (CRD: 25590) in Atlanta, GA. His previous employers include Investacorp, Inc. (CRD#:7684) and Ameriprise Financial Services, INC. (CRD#:6363), both of Atlanta, GA, and IDS Life Insurance Company (CRD#:6321) of Minneapolis, MN. He has been in the industry since 2003.
Miller is the subject of a total of seven customer disputes, all filed in a one-year period, with the same basic complaint: the client was unhappy with the performance of their accounts, with one allegation of mismanagement. Some of these claims stem from actions taken by an affiliated brokerage firm.
Although Miller and Peachcap both deny the allegations in all seven disputes, three were settled for a total of $465,000 reportedly to avoid the costs associated with litigation Two were denied, and the two most recent claims are currently “pending,” with requested damages of $1,243,541.
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