Former Revere Securities Broker Noel Fleming Under Investigation After FINRA Bars Him

Silver Law Group is investigating former Boston-based Revere Securities LLC (CRD# 14178) broker Noel Fleming (CRD# 2030824) after FINRA permanently barred him.

According to Fleming’s FINRA BrokerCheck report, FINRA permanently barred Fleming in July 2016 when he failed to respond to a FINRA inquiry.

Fleming’s BrokerCheck reflects that he racked up numerous tax liens and judgments totaling $150,000 between 2010 and 2014.  In that same period, there were three financial disclosures that were compromises to pay the debts.

There are three dateless settlements without allegations on Fleming’s BrokerCheck report.  A FINRA arbitration filed by a customer from December 2015 remains pending.  The FINRA arbitration alleges unsuitable recommendations, breach of fiduciary, negligence, and constructive fraud and damages totaling $700,000.

Revere Securities employed Fleming from 2010 to 2016.  Fleming worked out of Revere Securities’ Boston, Massachusetts office.

FINRA arbitration is a fast, efficient way to recover your lost investment funds due to unauthorized trading.  We work on a contingency fee basis, meaning you pay us nothing unless we win and recover money for you.

If you have invested with Noel Fleming and Revere Securities LLC and have lost money doing so, you may be able to recover some or all of your losses.  Our lawyers are experienced in recovering investor losses due to broker and brokerage firm misconduct through FINRA arbitration.

Silver Law Group represents the interests of investors who have been the victims of investment fraud.  If you have questions about your legal rights, please contact Scott Silver of the Silver Law Group for a free consultation at ssilver@silverlaw.com or toll free at (800) 975-4345.