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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in Inc.

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Silver Law Group Investigates Garden State Securities, Inc. Broker Jason Eric Zwibel for Potential Securities Violations

Silver Law Group is investigating claims against Garden State Securities, Inc. (“Garden State”) broker Jason E. Zwibel (“Zwibel”) for possible unsuitable investment recommendations. Zwibel is currently employed by the Garden State office located in Wellington, Florida. A recent customer dispute filed with the Financial Industry Regulatory Authority (“FINRA”) against Zwibel…

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Former Clearwater, Florida Broker Under Investigation after FINRA Suspension for Unsuitable Recommendations

Silver Law Group is investigating former Clearwater, Florida broker Dennis M. Merritt (CRD# 1748115) after FINRA suspended him for four months and his employing firm terminated him for alleged unsuitable recommendations among other things. In March 2016, FINRA and Merritt entered into an order accepting offer of settlement (the “Order”). …

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