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Sculptor Capital Corp Investors Allege They’ll Be Underpaid In Acquisition By Rithm Capital

Silver Law Group, a nationally-recognized class action law firm representing shareholders, is investigating Sculptor Capital Management (SCU) regarding its sale to Rithm Capital Corp and potential breach of fiduciary duty claims against the board of directors of Sculptor. If you own shares of Sculptor Capital Management (SCU), Silver Law Group…

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FINRA Bars Broker Michael Raineri After Converting Customer Funds

Michael Raineri (Michael Patrick Raineri CRD# 4817558) is a former broker and investment advisor whose last employer was Securities America, Inc. (CRD# 10205) of Seattle, WA. His previous employers were KMS Financial Services, Inc. (CRD# 3866), Cetera Advisors LLC (CRD# 10299) and Pacific West Securities, Inc. (CRD# 6390), all of…

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Attorney Scott Silver Now An America’s Top 100 High Stakes Litigator

Silver Law Group’s managing partner Scott Silver has recently been awarded the designation of an America’s 100 High Stakes Litigator for the Southern Florida region. Every year, America’s Top 100 recognizes 100 attorneys in each state and highlighting their accomplishments. Using a proprietary selection methodology, along with specific criteria, the…

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FINRA Bars Stockbrokers For Failing To Provide FINRA With Information December 2021

According to FINRA Disciplinary actions for December 2021, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   William Friedman…

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FINRA Bars Former SagePoint Brokers Cynthia Komarek & Grant Birkley After Unapproved Referrals

Cynthia Komarek & Grant Birkley, two brokers formerly registered with SagePoint Financial of Barrington, IL, were terminated on the same day after the firm discovered that they were engaged in making referrals to an outside asset manager who was not approved by the board. Cynthia Komarek (CRD#: 1188714, aka (Cynthia…

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Were You Overcharged Mutual Fund Fees By Fidelity?

The Wall Street Journal reported that Fidelity Investments is the subject of a Labor Department probe and a lawsuit by an investor in a T-Mobile 401(k) plan, regarding the disclosure of an “infrastructure fee” it charges mutual funds for using their FundsNetwork asset management platform. The lawsuit claims that Fidelity…

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Silver Law Group Client Wins FINRA Arbitration Award Against Texas Oil Broker-Dealer Including $1,000,000.00 in Punitive Damages

Silver Law Group represented the Claimant in a FINRA arbitration claim against Texas E&P Partner, Inc. and Mark Plummer.  Scott Silver, managing partner of Silver Law Group, a leading securities and investment fraud law firm, said “the Award is significant because we have seen a rise in cases involving private…

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SEC Charges Barry Honig In $27M South Florida Microcap Fraud

South Florida businessman Barry Honig of Boca Raton is one of several people named by the SEC in a microcap stock fraud indictment involving manipulation of stock values of three companies. Using a “classic pump-and-dump” technique, the SEC alleges, Honig and others increased the companies’ stock values and dumped them.…

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Silver Law Group and Law Firm of David R. Chase File Case Against Independent Financial Group for Selling Away

Silver Law Group and The Law Firm of David R. Chase filed a FINRA arbitration claim against Independent Financial Group, a securities firm, after its broker improperly recommended the services of an individual who the SEC claims was engaged in a Ponzi scheme. The statement of claim alleges the Claimant…

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Silver Law Group has filed a FINRA Arbitration Against MetLife Securities / MSI Financial Services and ELE Wealth Advisors Concerning Selling Away Claims

Silver Law Group has filed a FINRA arbitration claim against MetLife Securities / MSI Financial Services (“MetLife”), ELE Wealth Advisors and their former broker, Gail Milon (CRD# 1766745) after Milon sold an investment in Tallahassee, Florida-based Cambridge Capital Group LLC. The statement of claim alleges the Claimant had invested with…

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