Articles Posted in Cornelius Peterson

In September, we told you about Morgan Stanley brokers James Polese and 29-year-old Cornelius Peterson, who were found guilty of financial charges ranging from conspiracy to aggravated identity theft. They have both been sentenced in the case. James Polese has been sentenced to 60 months (five years) in prison after…

Silver Law Group is investigating claims against former Boston, Massachusetts-based Morgan Stanley brokers James Polese (CRD# 2636427) and Cornelius Peterson (CRD# 5769919) after FINRA barred both of them for allegedly stealing $450,000 from an elderly client. Both Boston, Massachusetts brokers were charged by the Securities and Exchange Commission (the “SEC”)…

Silver Law Group is currently investigating Boston, MA and New York, NY based broker Cornelius Peterson regarding complaints pertaining to failure to provide due diligence to investor clients, misappropriation of client funds and misrepresentation. Based on FINRA’s BrokerCheck report on Peterson, a complaint was filed on September 1, 2017 alleging…