A National Securities Arbitration & Investment Fraud Law Firm

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Securities Arbitration Attorneys Our FINRA arbitration lawyers work with investors to recover losses caused by securities fraud, investment fraud, and other kinds of stockbroker misconduct.

Worden Capital Management, LLC

Did Worden Capital Management LLC Charge You an Additional Fixed Commission

Silver Law Group is investigating various commissions, markups and fees charged by Worden Capital Management LLC and COR Clearing. Our investigation reveals that many investors were charged an additional fixed commission plus various other charges on trades made through COR Clearing.

The SEC requires fees your broker charges you to be fair and reasonable. However, exactly what’s fair is not always clearly defined. Fees impact your return and can reduce your return on investments and can have a significant impact on the overall return of your investments over time. Significant trading can result in claims for churning, suitability and failure to supervise.

Several years ago, FINRA fined several broker-dealers for mischaracterizing a portion of the commission charges as fees for handling services. No matter what the fee is for, over time, a markup, commission fee or charge can have a dramatic impact on a portfolio.

If You’ve Invested With Worden Capital Management LLC

If you suffered significant financial losses with Worden Capital Management LLC, you may have a claim for your investment losses. Silver Law Group has significant experience pursuing claims against broker-dealers including Worden Capital Management LLC through FINRA or securities arbitration as well as class action lawsuits against issuers and other potential third parties. If you were cold called by Worden Capital and suffered unsuitable losses, you may be able to recover your losses through FINRA arbitration.

Silver Law Group is a nationally-recognized securities law firm headquartered in South Florida representing investors worldwide with their claims for losses due to securities and investment fraud. The firm has successfully recovered multi-million dollar awards for its clients through securities arbitration and the courts. If you suffered losses in penny stocks, excessive trading or alternative investments, we may be able to help you recover losses. To contact Scott L. Silver to discuss your legal matter, call toll-free (800) 975-4345 or e-mail him at SSilver@silverlaw.com.

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