A National Securities Arbitration & Investment Fraud Law Firm

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Securities Arbitration Attorneys Our FINRA arbitration lawyers work with investors to recover losses caused by securities fraud, investment fraud, and other kinds of stockbroker misconduct.

Windsor Street Capital LP

Did Windsor Street Capital LP Charge You an Additional Fixed Commission

Silver Law Group is investigating various commissions, markups and fees charged by Windsor Street Capital LP and COR Clearing. Our investigation reveals that many investors were charged an additional fixed commission or other charges on trades made through COR Clearing. If your account was churned excessively traded or unsuitable investments were made, you may be able to recover your investment losses.

The SEC requires fees your broker charges you to be fair and reasonable. However, exactly what’s fair is not always clearly defined. Fees impact your return and can reduce your return on investments and can have a significant impact on the overall return of your investments over time.

Several years ago, FINRA fined several broker-dealers for mischaracterizing a portion of the commission charges as fees for handling services. No matter what the fee is for, over time, a markup, commission fee or charge can have a dramatic impact on a portfolio.

Windsor Street brokers routinely made cold calls to Florida residents. Multiple securities arbitration claims have been filed against Windsor Street for unsuitable investments, improper cold calls, churning and failure to supervise. Our Florida attorneys are interested in talking to Florida investors.

If You’ve Invested With Windsor Street Capital LP

If you suffered significant financial losses with Windsor Street Capital LP, you may have a claim for your investment losses. Silver Law Group has significant experience pursuing claims against broker-dealers including Windsor Street Capital LP through FINRA or securities arbitration as well as class action lawsuits against issuers and other potential third parties.

Silver Law Group is a nationally-recognized securities law firm headquartered in South Florida representing investors worldwide with their claims for losses due to securities and investment fraud. The firm has successfully recovered multi-million dollar awards for its clients through securities arbitration and the courts. To contact Scott L. Silver to discuss your legal matter, call toll-free (800) 975-4345 or e-mail him at SSilver@silverlaw.com.

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