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Articles Posted in Alternate Investments

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Silver Law Group Investigating GWG Holdings’ L Bonds

Silver Law Group recently wrote that it was investigating L Bonds offered by GWG Holdings, following GWG’s temporary suspension of sales of L Bonds. In March 2021, GWG notified the Securities and Exchange Commission (SEC) that it could not timely file its Forms 10-K and 10-Q, which are annual and…

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David Karandos, Former Dinosaur Financial Group Broker, Subject Of Multiple Customer Complaints

David Karandos (David Michael Karandos CRD# 1934119), a previously-registered broker and investment adviser who last worked for Dinosaur Financial Group, LLC in Indianapolis, Indiana, is the subject of multiple customer disputes. Before working for Dinosaur Financial Group, Karandos worked for Morgan Stanley Smith Barney and UBS Financial Services. David Karandos…

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NY Times Reports SEC And FBI Investigating YieldStreet Investments

Did you invest in the YieldStreet? Silver Law Group, a nationally-recognized class action and investment fraud law firm, is investigating claims on behalf of YieldStreet investors after an oil and gas deal and five marine loan investments that have not returned principal or paid interest by YieldStreet’s due dates. YieldStreet…

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FINRA Suspends Broker Hugh Barndollar For Two Years

Hugh Barndollar (Hugh Ordway Barndollar III, CRD #3027317, aka “Hobby Barndollar”) is a former registered broker and currently registered investment advisor last employed by Crown Capital Securities, L.P. (CRD#: 6312) of Land O’Lakes, FL. Barndollar was employed with Crown Capital until he voluntarily resigned on December 31, 2021. His previous employers…

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YieldStreet Being Investigated By Silver Law Group On Behalf Of Investors

Did you invest in the YieldStreet Vessel Deconstruction I SPV? Silver Law Group, a nationally-recognized class action and investment fraud law firm, is investigating YieldStreet  after over 30 investors signed a letter to the fintech firm asking for more information on why their investments have not paid them as they…

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Scott Silver Presents At South Florida Interactive Marketers Association (SFIMA)

On Thursday, November 7, 2019, Scott Silver, managing partner of Silver Law Group, and Jay Berkowitz, CEO and founder of marketing agency Ten Golden Rules, delivered a presentation to members of the South Florida Interactive Marketers Association (SFIMA). About SFIMA Founded in 2004, SFIMA is an all-volunteer organization that promotes…

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GPB ­- Wall Street’s Highest Commission Product Just Became Retail Investors Biggest Nightmare

GPB Capital raised over 1.5 billion dollars primarily from mom and pop investors over the last four years. How was GPB they able to raise this money? By paying small and regional brokerage firms over nine (9) percent of the money raised back to the selling broker-dealers. Last week, GPB…

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Wellington, Florida-Based Winfield Capital Partners, LP And Its Principals Under Investigation

Silver Law Group is investigating Wellington, Florida based company Winfield Capital Partners, LP and its principals, Richard W. Hartnett and Taryn E. Hartnett. Winfield Capital Partners and Winfield Capital GP Winfield Capital Partners is an investment fund managed by Winfield Capital GP LLC. Winfield Capital Partners began soliciting investors in…

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Silver Law Group Investigating Brokerage Firms that Sold GPB Capital Private Placements

Silver Law Group is investigating brokerage firms that sold GPB Capital Holdings private placements. Notable brokerage firms that sold the GPB Capital Holdings investments include Sagepoint Financial, Inc.; Woodbury Financial Services, Inc.; Royal Alliance Associates Inc.; National Securities Corporation; and FSC Securities Corp. Approximately 63 Brokerage Firms Sold GPB Capital…

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