Aegis Capital Corp.
Silver Law Group is investigating various commissions, markups and fees charged by Aegis Capital Corp. and COR Clearing. Our investigation reveals that many investors were charged an additional fixed commission plus various other charges on trades made through COR Clearing.
The SEC requires fees your broker charges you to be fair and reasonable. However, exactly what’s fair is not always clearly defined. Fees impact your return and can reduce your return on investments and can have a significant impact on the overall return of your investments over time.
Several years ago, FINRA fined several broker-dealers for mischaracterizing a portion of the commission charges as fees for handling services. No matter what the fee is for, over time, a markup, commission fee or charge can have a dramatic impact on a portfolio.If You’ve Invested With Aegis Capital Corp.
If you suffered significant financial losses with Aegis Capital Corp., you may have a claim for your investment losses. Silver Law Group has significant experience pursuing claims against broker-dealers including Aegis Capital Corp. through FINRA or securities arbitration as well as class action lawsuits against issuers and other potential third parties. Our attorneys routinely represent investors in claims for excessive trading or misrepresented private placements or Reg D offerings.
Silver Law Group is a nationally-recognized securities law firm headquartered in South Florida representing investors worldwide with their claims for losses due to securities and investment fraud. The firm has successfully recovered multi-million dollar awards for its clients through securities arbitration and the courts. To contact Scott L. Silver to discuss your legal matter, call toll-free (800) 975-4345 or e-mail him at SSilver@silverlaw.com.