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Michael Brunelli, Formerly With LPL Financial, Suspended by FINRA

FINRA suspended former LPL Financial broker Michael Brunelli from association with any FINRA member for six months. This suspension is a result of Brunelli’s alleged failure to respond to a request for information from FINRA related to his apparent acceptance of a check made payable to himself for investment-related services unrelated to LPL business. He was terminated by LPL in June 2014 for these allegations. Brunelli consented to the sanctions and entry of the findings and was fined $5,000.

Brunelli worked at LPL from April 2012 until his termination in June 2014. Prior to working at LPL, Brunelli worked at SII Investments, Legacy Financial Services, New England Securities and Signator Investors.

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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“My in-laws lost their retirement funds to a dishonest broker. Silver Law Group and Scott Silver aggressively pursued their losses until he got their money back.” Ben M.
“I foolishly gave my money to a con artist promising me a great return on my money. Scott Silver zealously handled the matter, recovering my losses.” Darren S.
“I almost lost a lifetime of earnings after trusting the wrong person. Silver Law Group guided me through the arbitration process and a mediation, always fully prepared and committed to my case.” Scott T.