Martinez-Ayme Securities markets itself as a full-service brokerage and investment firm. Its primary business includes proprietary trading and retail trading of low priced securities. Privately owned, Martinez-Ayme is headquartered in Miami, Florida and has been in business since 1999. Martinez-Ayme clears through COR Clearing.Regulatory Violations
Martinez-Ayme Securities has been the subject of several regulatory investigations, some of which have resulted in disciplinary actions by regulators.Martinez-Ayme Securities Operates While Net Capital Dificient
Martinez-Ayme was censured and fined $25,000 in March 2015 for conducting securities business on 16 days between September 2012 and October 2013 while it was net capital deficient. This violation was caused in part by a failure to enforce its written supervisory procedures related to financial controls and financial books and records.Silver Law Group
Silver Law Group is a nationally recognized securities and investment fraud law firm with Martindale-Hubbell® Peer Review Ratings™ “AV” rated lawyers that handle all securities arbitration matters on a contingency fee basis. The Law Firm, at no cost to investors will review account activity and account statements to determine whether there was any misconduct, whether there are damages and the legal causes of action. We investigate all sales practice violations, while taking into consideration the investor’s age, investment background, and the relationship between the investor and the brokerage firm and its financial advisor. According to securities industry rules and regulations, unsuitable investment advice, securities concentration, fraudulent misrepresentations and omissions of material facts, breach of fiduciary duty, conflicts of interest, variable annuity switching are among the causes of action that may be available to investors in claims for damages against brokerage firms and their financial advisors in a securities arbitration claim filed with the Financial Industry Regulatory Authority (FINRA). We represent investors in FINRA arbitration claims on a contingency fee basis.
To learn more call us at (954) 755-4799 or Toll Free at (800) 975-4345