Former LPL Broker Mark Stark Barred for Failing to Respond to FINRA’s Request for Information
Mark Stark, a former LPL Financial broker was permanently barred from any association with any FINRA member in any capacity for failing to provide information to FINRA. Stark worked at LPL from October 2013 until July 2014, when he was fired after it was determined that he held client checks rather than timely execute transactions as instructed by clients.
Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.