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Former LPL Broker Julius Kenney Barred by FINRA

Former LPL Financial broker Julius Kenney IV was permanently barred by FINRA for refusing to provide information requested by FINRA during the course of an investigation. This investigation was related to a complaint by an LPL customer regarding his investment in Kenney’s undisclosed outside business. Kenney was terminated by LPL for his participation in the undisclosed outside business activity that was a violation of firm policy. According to FINRA BrokerCheck records, Kenney operated as a LPL broker with Frank Kenney Wealth Management office in Calhoun, Georgia.

Kenney worked at LPL from March 2011 until July 2012 when he left to work at Dempsey Lord Smith. He returned to LPL in September 2013 until his termination in June 2015. LPL has been plagued in recent years by customer complaints that LPL financial advisors were selling unauthorized investments or otherwise engaged in improper outside business activities.

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Client Reviews
“My in-laws lost their retirement funds to a dishonest broker. Silver Law Group and Scott Silver aggressively pursued their losses until he got their money back.” Ben M.
“I foolishly gave my money to a con artist promising me a great return on my money. Scott Silver zealously handled the matter, recovering my losses.” Darren S.
“I almost lost a lifetime of earnings after trusting the wrong person. Silver Law Group guided me through the arbitration process and a mediation, always fully prepared and committed to my case.” Scott T.