A National Securities Arbitration & Investment Fraud Law Firm

American Association for Jusice
Legal Leaders
Multi-Million Dollar Advocates Forum
Top 100
Public Justice
AV Preeminent
Florida Legal Elite 2011
5th Annual Most Effective Lawyers 2009

Former LPL Broker Geno Gates Permanently Barred by FINRA

Geno Gates, a former broker at LPL Financial, was permanently barred by FINRA for failing to respond to a request by FINRA for information. Geno Gates was an LPL broker from August 2011 until December 2013 when he was terminated for violating firm policy regarding outside business activities. Prior to working at LPL, he was worked at Ameriprise Financial Services from May 2004 until August 2011.

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Client Reviews
“My in-laws lost their retirement funds to a dishonest broker. Silver Law Group and Scott Silver aggressively pursued their losses until he got their money back.” Ben M.
“I foolishly gave my money to a con artist promising me a great return on my money. Scott Silver zealously handled the matter, recovering my losses.” Darren S.
“I almost lost a lifetime of earnings after trusting the wrong person. Silver Law Group guided me through the arbitration process and a mediation, always fully prepared and committed to my case.” Scott T.