Advisor Group is a network of wealth management firms with more than 7,000 affiliated advisors across the country. Four separate firms make up Advisor Group: Woodbury Financial Services, Royal Alliance, FSC Securities Corporation, and SagePoint Financial. The company’s headquarters are in Phoenix, Arizona.Regulatory Violations
The four firms that comprise Advisor Group have a total of 177 regulatory disclosures, which are listed on their publicly-available FINRA BrokerCheck report. Information about some of those regulatory violations can be found below:
Silver Law Group is a nationally recognized securities and investment fraud law firm with Martindale-Hubbell® Peer Review Ratings™ “AV” rated lawyers that handle all securities arbitration matters on a contingency fee basis. The Law Firm, at no cost to investors will review account activity and account statements to determine whether there was any misconduct, whether there are damages and the legal causes of action. We investigate all sales practice violations, while taking into consideration the investor’s age, investment background, and the relationship between the investor and the brokerage firm and its financial advisor. According to securities industry rules and regulations, unsuitable investment advice, securities concentration, fraudulent misrepresentations and omissions of material facts, breach of fiduciary duty, conflicts of interest, variable annuity switching are among the causes of action that may be available to investors in claims for damages against brokerage firms and their financial advisors in a securities arbitration claim filed with the Financial Industry Regulatory Authority (FINRA). We represent investors in FINRA arbitration claims on a contingency fee basis.
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