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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in The National Association of Insurance and Financial Advisors-New York State Inc.

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New York’s Regulation 187 May Cause Problems For Insurance Agents, Brokers And Their Clients

When you purchase insurance from a broker, investment advisor or insurance agent, shouldn’t they have your best interests at heart? New York’s Regulation 187 was designed to do just that, and could take effect as early as August of 2019. In it, agents and brokers are required to have the…

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