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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in Licensed Broker

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Michigan-based Firm and Licensed Broker Pocket $11.4 Million in Commissions

Alleged misrepresentation of REITs and BDCs by Purshe Kaplan Sterling Investments and Gopi Vungarala to their client, a Native American Tribe, lead to exorbitant commissions to the detriment of the tribe Purshe Kaplan Sterling Investments and their licensed broker Gopi Vungarala have been named respondents in an FINRA compliant that…

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