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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in SRA Funds Fraud

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SEC Halts Fraud by New Jersey-Based Fund Manager of Investments in Pre-IPO Tech Companies

The Securities and Exchange Commission announced fraud charges and asset freezes obtained in a case filed on March 21, 2016 against a New Jersey-based fund manager and two firms he controls for orchestrating a Ponzi-like scheme that marketed shares in promising pre-IPO technology companies in the Bay Area. The SEC…

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