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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in scott silver Lombard Securities Incorporated

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SEC Charges Former Broker Steven Pagartanis For – Banned by FINRA

The SEC has filed criminal charges against former broker Steven Pagartanis (CRD #1958879). These charges involve defrauding his long-time customers into investing in his own company, a security that was not sold by his firm. He promised his customers that the funds would give them guarantee interest payments. Pagartanis was,…

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