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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in scott silver Coastal Equities

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FINRA Bars Broker William Downing, Allegations of $1M Excess Trading

William Downing (CRD #1529382) is a former registered broker and investment advisor who was last registered with Coastal Equities, Inc. (CRD #23769) of Wimberly, TX. He was previously employed with J.W. Cole Financial, Inc. (CRD #124583), also of Wimberly, as well as Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD…

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