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Articles Posted in Sanctioned and Suspended by FINRA

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Broker Sylvester King Jr. Sanctioned and Suspended by FINRA

Allegations of selling away and other policy violations have Wells Fargo broker in hot water In a recent case drawing from allegations beginning in July 2009 and up to the year 2012, Sylvester King Jr. was accused of violating policies with his employer, Ft. Lauderdale Wells Fargo, in order to…

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