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Articles Posted in Robert Eide

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Reporting Failures Cost Aegis Financial $1.3M In Fines

FINRA and the SEC has fined Aegis Capital $1.3 million stemming from multiple reporting violations, including failing to report suspicious trades to the SEC. The regulators also allege that Aegis CEO and owner Robert Eide was responsible for causing the violations when he failed to respond to reports of suspicious…

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