Close

A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in Permanently Barred

Updated:

Paul A. Posillico Permanently Barred from Securities Industry

Numerous allegations and failure to respond to FINRA requests drive decision After 10 years in the securities industry, Paul Posillico has been permanently barred from practicing as a financial broker or investment advisor. During his ten years of buying and selling securities on behalf of customers and providing advice about…

Updated:

Randy Bostick Permanently Barred from Securities Industry

This final action follows two previously disclosed customer disputes Randy Bostick was barred from the securities industry following a suspension for failing to respond to a FINRA request for information. According to the FINRA website, Bostick, who was most recently employed by Janney Montgomery Scott LLC at the time of his…

Contact Us
Start Chat