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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in Demitrios Hallas

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Demitrios Hallas Investigated by SEC and FINRA for Anti-Fraud Violations

The New York broker has been charged with numerous violations, including misappropriation Though he’s currently not registered with a firm, Demitrios Hallas may never be allowed to work as a broker again. According to the SEC, from March 2014 to May 2016, Hallas violated a variety of anti-fraud provisions by…

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