Ricardo F. Guimares CRD#5442981 Silver Law Group is investigating Miami, New Florida-based Wells Fargo broker Ricardo Guimares after a customer complaint alleging unsuitable investment advice. According to FINRA’s BrokerCheck report on Guimares, a complaint was received in August of 2017 relating to his time at Wells Fargo that alleged unsuitable…
Securities Arbitration Lawyers Blog
Jeffrey S. Thompson, LPL Financial: Unauthorized Investment Activity
Jeffrey S. Thompson CRD#4602601 Silver Law Group is investigating Lake Wales, Florida-based LPL Financial broker Jeffrey Thompson following a customer complaint alleging unauthorized investment activity and unsuitable investment recommendations. According to FINRA’s BrokerCheck report on Thompson, a complaint was received in August of 2017 alleging that Thompson had provided unsuitable…
Harold Lauber, Herbert J. Sims & Co :Unsuitable Investment Recommendations
Harold J. Lauber CRD#2001512 Silver Law Group is investigating Naples, Florida-based Herbert J. Sims & Co broker Harold Lauber, after a customer allegation of unsuitable investment recommendations was received by FINRA. According to FINRA’s BrokerCheck report on Lauber, a complaint was filed in August of 2017 alleging that during his…
NYC Securities Arbitration Lawyer Scott Silver
Scott L. Silver is the managing partner of Silver Law Group, a nationally recognized law firm with offices conveniently located in New York and Florida representing aggrieved investors worldwide to recover their investment losses. Scott has received a Martindale Hubbell Preeminent “AV” Rating, the highest ratings given for general ethical…
Felipe Arrieta, Dakota Securities International
Felipe N. Arrieta CRD#4142123 Silver Law Group is investigating Miami, Florida-based Dakota Securities International broker Felipe Arrieta following a customer complaint alleging unauthorized trading, breach of fiduciary duty and breach of contract in customers’ accounts. According to FINRA’s BrokerCheck report on Arrieta, a complaint was received in April of 2017…
Christopher Sinkula, Montgomery Scott: Unsuitable Investment Recommendations
Christopher D. Sinkula CRD#2001512 Silver Law Group is investigating former Stuart, Florida-based Janney Montgomery Scott LLC broker Christopher Sinkula, after a customer allegation of misrepresentation and unsuitable recommendations were received by FINRA. According to FINRA’s BrokerCheck report on Sinkula, a complaint was filed in July of 2017 alleging that during…
How to Spot Binary Options Fraud
Binary options have become a very powerful player in the financial sector. The reason for this is that they are a highly unregulated instrument and investors can make, at times, substantial gains. In fact, binary options are one of the financial transactions that is the closest to gambling in the…
What the SEC Says About Binary Option Fraud Victims
In recent years, binary options have become a very popular tool to utilize for making substantial returns on investment. Given that this practice is rather new in comparison to traditional investment options, binary options still have a great deal of regulation to face in terms of protecting consumers from making…
Why Working with a Binary Options Fraud Attorney Is a Wise Decision
Since there is not a great deal known about binary options fraud for the average consumer, it is no surprise that there is also very little known about how to approach a potential dispute regarding binary options fraud and what potential legal remedies are available. That said, there are options…
Binary Options Fraud Victims
Unfortunately, binary options fraud victims have seemed to multiply rapidly in recent years. The reason for this is that many binary options firms have popped up both domestically and internationally with the objective of capitalizing on the lack of initial regulation on the binary options financial trading sector. For consumers…