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Broker Bradley Everett Gardner Accused Of Churning, Resigns After Accepting Customer Check In His Name

Bradley Everett Gardner (CRD# 4423724) is a former broker and investment advisor whose last known position in the financial industry was with LPL, LLC, (CRD# 6413) of Fort Bragg, CA. He worked for LPL from 02/27/2012 to 10/18/2017. Previously, Gardner worked for:

  • Raymond Jones Financial Services, Inc. (CRD# 6694) of Fort Bragg CA, from 06/01/2009 to 02/29/2012
  • Wells Fargo Advisors Financial Network, LLC (CRD# 11025) of Fort Bragg, CA, from 06/13/2005 to 06/02/2009
  • Edward Jones, (CRD# 250) of St. Louis, MO, from 09/06/2001 to 06/14/2005

Gardner voluntarily resigned from LPL following an allegation that he accepted a client check made out to himself. His resignation was effective 09/19/2017.

Since his resignation, he is the subject of a customer complaint filed on 10/20/2017. The client alleges that ”between September 2007 through the fall of 2016, advisor engaged in churning, misrepresentations, and over-concentrated and unsuitable investment recommendations in multiple investments. Plaintiff further alleges excessive fees and commissions and misrepresentations of plaintiff’s account values.”  This case is currently pending.

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct.  Most cases handled on a contingent fee basis. This means that you won’t any pay legal fees unless we are successful. Call us toll free at 800-975-4345, or use our online contact form to get in touch.

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