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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in Secure Wealth Management

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Colorado Cetera Advisors Broker Ken A. Balser Permanently Barred by FINRA

Silver Law Group is investigating Colorado-based Cetera Advisors LLC (CRD# 10299) broker Ken A. Balser (CRD# 704053) after FINRA permanently barred him. According to Balser’s FINRA BrokerCheck report, FINRA permanently barred Balser from acting as a broker or otherwise associating with firms that sell securities to the public.  The permanent…

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