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Articles Posted in Network 1 Financial

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Silver Law Group is Investigating Claims Against Broker Englebert Sarmiento for Unauthorized Investment Activity

Englebert Sarmiento CRD#4506010 Silver Law Group is investigating Former Lynnbrook, New York-based Network 1 Financial Services broker Englebert Sarmiento following multiple customer complaints alleging unauthorized investment activity and unsuitable investment recommendations. Network 1 Financial Securities is headquated in Red Bank, NJ. Network 1 recently settled with FINRA allegations that relating…

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Jeffrey L. Offen, Employed by 17 Different Firms, Suspended by FINRA

Silver Law Group is investigating New York-based broker Jeffrey L. Offen (CRD# 2893980) after FINRA suspended him. According to Offen’s FINRA BrokerCheck report, FINRA suspended Offen for 60 days and fined him $5,000 in December 2016.  Offen consented to the sanctions and entry of findings that he failed to timely…

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