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Articles Posted in Leon Vaccarelli

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Leon Vaccarelli Fined and Sanctioned by FINRA

Connecticut broker agrees to one-month suspension and $7500 fine. Leon Vaccarelli, a stockbroker registered with the Investment Center, was recently suspended from participating in the securities industry for one month and paid a $7500 fine to regulatory agency FINRA. According to the report, registered representatives are prohibited from exercising discretion…

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