Close

A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in James P. Sculling

Updated:

Former Coral Gables, Florida-based UBS Broker Under Investigation for Allegations of Unauthorized Trading

Silver Law Group is investigating former Coral Gables, Florida broker James P. Scullin (CRD# 1577362) for unauthorized trading in customer accounts among other allegations. According to Scullin’s FINRA BrokerCheck report, UBS Financial Services Inc. (CRD# 8174) terminated Scullin when UBS learned that he actively traded in an undisclosed commodities account…

Contact Us
Start Chat