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A National Securities Arbitration & Investment Fraud Law Firm

Articles Posted in Barbara Fife Barred

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Barbara Fife Barred from Securities Industry After Two Decades

Allegations concerning customer funds lead to permanent FINRA bar Barbara Fife consented to the sanction that she failed to provide documents and information requested by FINRA during an investigation into accusations that she converted funds from a customer. In October of 2015, a client reported that she wrote checks directly…

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