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A National Securities Arbitration & Investment Fraud Law Firm

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Registered Individuals Barred by FINRA for Violations of FINRA Rules in January 2016

According to FINRA Disciplinary actions for January 2016, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME FORMER EMPLOYERS
  Antonio Ambrosio  
  Brian Michael Corbman   Streetcapital, Inc.
  Tripoint Global Equities, LLC
  Richard Gordon Drown, Jr.   D.A. Davidson & Co.
  Crowell Weedon & Co.
  Jason John Garcia   Merrimac Corporate Securities, Inc.
  Wallstreet*E Financial Services, Inc.
  Honetta C. Kao   Meyers Associates, L.P.
  Caldwell International Securities
  Michael Terrence Snedeker   Investors Capital Corp.
  Banc of America Investment Services, Inc.
  Cynthia Irene Taylor   BBVA Securities, Inc.
  BBVA Compass Investment Solutions, Inc.
  John Howard Towers   VSR Financial Services, Inc.
  Rushmore Securities Corporation
  Marat Zeltser aka Matt Zeltser   Meyers Associates, L.P.
  Caldwell International Securities

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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