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A National Securities Arbitration & Investment Fraud Law Firm

Updated:

FINRA Terminates Brokers’ Licenses in May 2015

According to FINRA Disciplinary actions for May 2015, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:

NAME

FORMER EMPLOYERS

  Charles Eric Brown
  Omar Campos   LPL Financial LLC
  Chase Investment Services Corp
  Marie Elizabeth Cantu   Citigroup Global Markets Inc.
  Citicorp Investment Services
  James Arthur Champi   J.P. Morgan Securities LLC
  Chase Investment Services Corp.
  Joseph Edmund Flores DeMeneses Jr.   COR Clearing LLC
  Direct Access Partners LLC
  Elon Isreal Henek   Sunstreet Securities, LLC
  EJ Sterling Inc.
  Jonele Inise Hinton
  Jeremy Shawn Hixson   U.S. Bancorp Investments, Inc.
  Firstmerit Financial Services, Inc.
  Mark Joy Lane   Cetera Advisor Networks LLC
  Walnut Street Securities, Inc.
  Salim Lyazidi   Kovack Securities Inc.
  JHS Capital Advisors, LLC
  Scott Frederick Matthews   Key Investment Services LLC
  Ameriprise Financial Services, Inc.
  Chadrick Alan Moss   Wells Fargo Advisors, LLC
  Paul Avery Nicholls Jr.   MML Investors Services, LLC
  Investment Professionals, Inc.
  Jason Charles Parker   LPL Financial LLC
  Edward Jones
  Jane Linda Taylor   H.D. Vest Investment Services
  Daniel L. Valdes   Suntrust Investment Services, Inc.

Silver Law Group represents investors in securities and investment fraud cases.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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