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A National Securities Arbitration & Investment Fraud Law Firm

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Former Kovack Securities Broker Curtis Milakovich Barred by FINRA

Curtis Milakovich was permanently barred by FINRA for association with any FINRA member in any manner for failing to respond to FINRA’s request for information.  Milakovich worked at Kovack Securities from May 2011 until November 2013, when he resigned after Kovack received an inquiry from one of Milakovich’s clients about the nature and volume of the trading activity in her account and commissions charged.  Kovack believed that the inquiry might evolve into a complaint and was considering setting aside a portion of Milakovich’s commissions to cover any potential claim from the client.  There is 2013 complaint on Milakovich’s CRD that was settled in 2014 for $55,000, a portion of which Milakovich is responsible for paying.  This complaint alleges unsuitable transactions and unauthorized and excessive trading.

Silver Law Group represents investors in securities and investment fraud cases.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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