Broker Aldo Comuzzi Terminated by Dawson James for Taking Discretion in Client’s Account
Aldo Comuzzi worked at Dawson James Securies, Inc. from Feb 2008 until Sept 2014 when he was terminated for allegedly taking discretion in regards to servicing the accounts of a client. Comuzzi is not currently registered with FINRA as a stockbroker or financial advisor.
Silver Law Group has filed an arbitration claim against Dawson James for a client of Comuzzi that lost most of their investment in a very short time. The claim alleges Dawson James failed to properly supervise Comuzzi, permitted an unsuitable investment strategy be utilized and permitted the accounts to be excessively traded or “churned” by Comuzzi.
Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.