{"id":9942,"date":"2021-04-22T10:11:06","date_gmt":"2021-04-22T14:11:06","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9942"},"modified":"2021-04-22T10:11:06","modified_gmt":"2021-04-22T14:11:06","slug":"is-your-stockbroker-family","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/is-your-stockbroker-family\/","title":{"rendered":"Is Your Stockbroker Family?"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8737 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2-300x200.jpg\" alt=\"Do you have a family member who is also your stockbroker, investment advisor, or other financial services representative?  Many broker-dealer firms encourage newly-minted employees to recruit wealthy relatives to invest with them to begin their business and grow their client list. You may have taken the bait and moved your investments over, or may just be considering changing brokers to help them out. There isn\u2019t anything wrong with doing this, of course, it\u2019s your choice.  In many ways, you should treat them as you would anyone you\u2019re considering to invest your money, since it is your money that\u2019s on the line. The goal is to ensure that your money will be in safe hands, and handled professionally, family or not.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Do you have a family member who is also your stockbroker, investment advisor, or other financial services representative?<\/p>\n<p>Many broker-dealer firms encourage newly-minted employees to recruit wealthy relatives to invest with them to begin their business and grow their client list. You may have taken the bait and moved your investments over, or may just be considering changing brokers to help them out. There isn\u2019t anything wrong with doing this, of course, it\u2019s your choice. <a href=\"https:\/\/www.silverlaw.com\/blog\/is-your-stockbroker-family\/#more-9942\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Do you have a family member who is also your stockbroker, investment advisor, or other financial services representative? Many broker-dealer firms encourage newly-minted employees to recruit wealthy relatives to invest with them to begin their business and grow their client list. You may have taken the bait and moved your investments over, or may just [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,619,580],"tags":[],"class_list":["post-9942","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-sec-investor-bulletin","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Is Your Stockbroker Family? &#8212; Securities Arbitration Lawyers Blog &#8212;<\/title>\n<meta name=\"description\" content=\"Do you have a family member who is also your stockbroker, investment advisor, or other financial services representative?\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/is-your-stockbroker-family\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Is Your Stockbroker Family? 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