{"id":9852,"date":"2021-03-15T10:13:31","date_gmt":"2021-03-15T14:13:31","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9852"},"modified":"2021-03-15T10:13:31","modified_gmt":"2021-03-15T14:13:31","slug":"jason-poff-accused-of-violating-finra-rules-over-outside-business-activities","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/jason-poff-accused-of-violating-finra-rules-over-outside-business-activities\/","title":{"rendered":"Jason Poff Accused Of Violating FINRA Rules Over Outside Business Activities"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9853 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/03\/FiverRecoverysmall.jpg\" alt=\"Jason Poff (Jason Howell Poff CRD:# 18272) is a registered broker and investment advisor currently employed with Allstate Financial Services, LLC of Houston, TX. Previous employers include LPL Financial LLC (CRD#:6413), Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691), and Chase Investment Services Corp. (CRD#:25574), all of Houston. He has been in the industry since 2000.  Although Poff is still currently employed with Allstate Financial Services, he is the subject of a currently pending FINRA investigation into his outside business activities (OBA) while employed with LPL Financial.  In a FINRA disciplinary complaint filed and signed on 12\/23\/2020, FINRA details Poff\u2019s OBAs with a company he founded called Ursus Consulting LLC. Poff notified LPL and sought approval for involvement in an OBA that included vending machine consultation through Ursus in February of 2016.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/03\/FiverRecoverysmall.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/03\/FiverRecoverysmall-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Jason Poff (Jason Howell Poff CRD:# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4078570\" target=\"_blank\">18272<\/a>) is a registered broker and investment advisor currently employed with Allstate Financial Services, LLC of Houston, TX. Previous employers include LPL Financial LLC (CRD#:6413), Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691), and Chase Investment Services Corp. (CRD#:25574), all of Houston. He has been in the industry since 2000. <a href=\"https:\/\/www.silverlaw.com\/blog\/jason-poff-accused-of-violating-finra-rules-over-outside-business-activities\/#more-9852\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Jason Poff (Jason Howell Poff CRD:# 18272) is a registered broker and investment advisor currently employed with Allstate Financial Services, LLC of Houston, TX. Previous employers include LPL Financial LLC (CRD#:6413), Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691), and Chase Investment Services Corp. (CRD#:25574), all of Houston. He has been in the industry since [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-9852","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Jason Poff Accused Of Violating Rules Over Outside Business Activities<\/title>\n<meta name=\"description\" content=\"Jason Poff is a registered broker and investment advisor currently employed with Allstate Financial Services, LLC of Houston, TX.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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