{"id":9821,"date":"2021-03-02T16:59:12","date_gmt":"2021-03-02T21:59:12","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9821"},"modified":"2021-03-02T16:59:12","modified_gmt":"2021-03-02T21:59:12","slug":"finra-bans-former-merrill-lynch-broker-ryan-raskin","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bans-former-merrill-lynch-broker-ryan-raskin\/","title":{"rendered":"FINRA Bans Former Merrill Lynch Broker Ryan Raskin"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9822 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/03\/Ryan-Raskin.jpg\" alt=\"Ryan Raskin (Ryan Ashley Raskin CRD# 5539610) is a former registered broker and investment advisor was registered with Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#7691) in Beverly Hills, California from 2016-2020. Raskin previously worked with Morgan Stanley in Woodland Hills, California from 2009-2016.  In March 2020, Raskin was discharged from Merrill Lynch following allegations of \u201cbusiness practices inconsistent with Firm standards, including inappropriate investment recommendations.\u201d  Following Raskin\u2019s Termination From Merrill Lynch, FINRA Investigates  According to the Financial Industry Regulatory Authority (FINRA), after Merrill Lynch reported Raskin\u2019s discharge, FINRA started an investigation that included sending requests for production of information and documents to Raskin. Raskin did not respond to these requests. FINRA\u2019s Letter of Acceptance, Waiver, and Consent with Raskin (AWC), states that Raskin acknowledged receipt of the requests, but \u201cstated that he did not intend to respond . . .\u201d.  Failure to produce information and documents in response to FINRA\u2019s request is a violation of FINRA Rules.\u00a0 As a result, Raskin consented to a permanent bar from associating with any FINRA member in all capacities.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/03\/Ryan-Raskin.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/03\/Ryan-Raskin-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/> Ryan Raskin (Ryan Ashley Raskin CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5539610\" target=\"_blank\">5539610<\/a>) is a former registered broker and investment advisor was registered with Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#7691) in Beverly Hills, California from 2016-2020. Raskin previously worked with Morgan Stanley in Woodland Hills, California from 2009-2016. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bans-former-merrill-lynch-broker-ryan-raskin\/#more-9821\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Ryan Raskin (Ryan Ashley Raskin CRD# 5539610) is a former registered broker and investment advisor was registered with Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#7691) in Beverly Hills, California from 2016-2020. Raskin previously worked with Morgan Stanley in Woodland Hills, California from 2009-2016. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589,580],"tags":[],"class_list":["post-9821","post","type-post","status-publish","format-standard","hentry","category-churning-2","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Bans Former Merrill Lynch Broker Ryan Raskin &#8212;<\/title>\n<meta name=\"description\" content=\"Ryan Raskin is a former registered broker and investment advisor was registered with Merrill Lynch, in Beverly Hills, CA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-bans-former-merrill-lynch-broker-ryan-raskin\/\" \/>\n<meta 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