{"id":9780,"date":"2021-02-19T11:33:03","date_gmt":"2021-02-19T16:33:03","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9780"},"modified":"2021-02-19T11:33:03","modified_gmt":"2021-02-19T16:33:03","slug":"former-stifel-nicolaus-broker-michael-fahsholtz-subject-of-five-pending-customer-disputes","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/former-stifel-nicolaus-broker-michael-fahsholtz-subject-of-five-pending-customer-disputes\/","title":{"rendered":"Former Stifel, Nicolaus Broker Michael Fahsholtz Subject of Five Pending Customer Disputes"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9781 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/02\/Michael-Fahsholtz.jpg\" alt=\"Michael Fahsholtz (Michael Anthony Fahsholtz CRD#: 2057306) is a former broker and investment advisor who was registered with broker-dealer Stifel, Nicolaus &amp; Company, Incorporated (CRD#:793) from 2011 until he left the brokerage industry in 2020. Fahsholtz was based in Wenatchee, Washington. Fahsholtz\u2019s FINRA BrokerCheck Report, published by the Financial Industry Regulatory Authority (\u201cFINRA\u201d) indicates that he is the subject of five pending securities arbitration claims, and that three other disputes lodged against Fahsholtz have been settled.  FINRA Arbitration Claims Against Fahsholtz Pile Up Over Past Three Years  Fahsholtz is facing five pending customer disputes, all of which concern his recommendations that customers invest in corporate debt instruments and unit investment trusts (UITs).\u00a0 Many of the disputes contain the same allegations, including:\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/02\/Michael-Fahsholtz.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/02\/Michael-Fahsholtz-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Michael Fahsholtz (Michael Anthony Fahsholtz CRD#: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2057306\" target=\"_blank\">2057306<\/a>) is a former broker and investment advisor who was registered with broker-dealer Stifel, Nicolaus &amp; Company, Incorporated (CRD#:793) from 2011 until he left the brokerage industry in 2020. Fahsholtz was based in Wenatchee, Washington. Fahsholtz\u2019s FINRA BrokerCheck Report, published by the Financial Industry Regulatory Authority (\u201cFINRA\u201d) indicates that he is the subject of five pending securities arbitration claims, and that three other disputes lodged against Fahsholtz have been settled. <a href=\"https:\/\/www.silverlaw.com\/blog\/former-stifel-nicolaus-broker-michael-fahsholtz-subject-of-five-pending-customer-disputes\/#more-9780\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Michael Fahsholtz (Michael Anthony Fahsholtz CRD#: 2057306) is a former broker and investment advisor who was registered with broker-dealer Stifel, Nicolaus &amp; Company, Incorporated (CRD#:793) from 2011 until he left the brokerage industry in 2020. Fahsholtz was based in Wenatchee, Washington. Fahsholtz\u2019s FINRA BrokerCheck Report, published by the Financial Industry Regulatory Authority (\u201cFINRA\u201d) indicates that [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,576],"tags":[],"class_list":["post-9780","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-unsuitable-investment-advice"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Michael Fahsholtz, Former Stifel Nicolaus Broker, Subject Of Disputes<\/title>\n<meta name=\"description\" content=\"Michael Fahsholtz, former broker and advisor with Stifel, Nicolaus &amp; Company, is the subject of five pending securities arbitration claims.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, 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