{"id":9696,"date":"2021-02-02T10:41:28","date_gmt":"2021-02-02T15:41:28","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9696"},"modified":"2021-02-02T10:41:28","modified_gmt":"2021-02-02T15:41:28","slug":"did-you-invest-with-peter-girgis-of-sw-financial","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-peter-girgis-of-sw-financial\/","title":{"rendered":"Did You Invest With Peter Girgis Of SW Financial?"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9502 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/11\/FiverRecoverysmall.jpg\" alt=\"Peter Girgis (Peter N. Girgis CRD: 4520444) is a registered broker currently employed with SW Financial (CRD#: 145012) of New York, NY. His previous employers include Worden Capital Management LLC (CRD#:148366) and Legend Securities, Inc. (CRD#:44952, expelled by FINRA, 04\/17\/2017), also of New York, NY, and Joseph Gunnar &amp; Co. LLC (CRD#:24795) of Staten Island, NY. One other former employer, Brookstone Securities, Inc. (CRD#:13366) of Staten Island, was also expelled by FINRA on 10\/09\/2012. He has been in the industry since 2002.  On 9\/15\/2020, FINRA filed a note to begin a preliminary determination to recommend disciplinary action against Girgis. This came after an allegation that he engaged in excessive trading and churning as well as recommended an \u201cunsuitable active trading strategy\u201d to his clients. FINRA has not yet taken any further action in the matter.  A client dispute filed on 2\/21\/2017 filed against Peter Girgis alleged churning and excessive commissions on his part. The client requested damages of $21,000, and the firm settled for $4,999.00. The report is based on a notification to FINRA and a request for arbitration. Girgis\u2019 comment indicated that because the amount was under $5,000 and settled prior to arbitration, it was not reportable to FINRA.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/11\/FiverRecoverysmall.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/11\/FiverRecoverysmall-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Peter Girgis (Peter N. Girgis CRD: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4520444\" target=\"_blank\">4520444<\/a>) is a registered broker currently employed with SW Financial (CRD#: 145012) of New York, NY. His previous employers include Worden Capital Management LLC (CRD#:148366) and Legend Securities, Inc. (CRD#:44952, expelled by FINRA, 04\/17\/2017), also of New York, NY, and Joseph Gunnar &amp; Co. LLC (CRD#:24795) of Staten Island, NY. One other former employer, Brookstone Securities, Inc. (CRD#:13366) of Staten Island, was also expelled by FINRA on 10\/09\/2012. He has been in the industry since 2002. <a href=\"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-peter-girgis-of-sw-financial\/#more-9696\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Peter Girgis (Peter N. Girgis CRD: 4520444) is a registered broker currently employed with SW Financial (CRD#: 145012) of New York, NY. His previous employers include Worden Capital Management LLC (CRD#:148366) and Legend Securities, Inc. (CRD#:44952, expelled by FINRA, 04\/17\/2017), also of New York, NY, and Joseph Gunnar &amp; Co. LLC (CRD#:24795) of Staten Island, [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589,580],"tags":[],"class_list":["post-9696","post","type-post","status-publish","format-standard","hentry","category-churning-2","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Did You Invest With Peter Girgis Of SW Financial? &#8212;<\/title>\n<meta name=\"description\" content=\"Peter Girgis is a registered broker currently employed with SW Financial of New York, NY. Girgis is accused of churning by a client.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-peter-girgis-of-sw-financial\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Did You Invest With Peter Girgis Of SW Financial? &#8212;\" \/>\n<meta name=\"twitter:description\" content=\"Peter Girgis is a registered broker currently employed with SW Financial of New York, NY. Girgis is accused of churning by a client.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/11\/FiverRecoverysmall.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"4 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Did You Invest With Peter Girgis Of SW Financial? &#8212;","description":"Peter Girgis is a registered broker currently employed with SW Financial of New York, NY. Girgis is accused of churning by a client.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-peter-girgis-of-sw-financial\/","twitter_card":"summary_large_image","twitter_title":"Did You Invest With Peter Girgis Of SW Financial? &#8212;","twitter_description":"Peter Girgis is a registered broker currently employed with SW Financial of New York, NY. Girgis is accused of churning by a client.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/11\/FiverRecoverysmall.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"4 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-peter-girgis-of-sw-financial\/","url":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-peter-girgis-of-sw-financial\/","name":"Did You Invest With Peter Girgis Of SW Financial? &#8212;","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-peter-girgis-of-sw-financial\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-peter-girgis-of-sw-financial\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/11\/FiverRecoverysmall.jpg","datePublished":"2021-02-02T15:41:28+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Peter Girgis is a registered broker currently employed with SW Financial of New York, NY. Girgis is accused of churning by a client.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-peter-girgis-of-sw-financial\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-peter-girgis-of-sw-financial\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-peter-girgis-of-sw-financial\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/11\/FiverRecoverysmall.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/11\/FiverRecoverysmall.jpg","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-peter-girgis-of-sw-financial\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Did You Invest With Peter Girgis Of SW Financial?"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/9696","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=9696"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/9696\/revisions"}],"predecessor-version":[{"id":9697,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/9696\/revisions\/9697"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=9696"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=9696"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=9696"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}