{"id":9686,"date":"2021-02-02T08:48:08","date_gmt":"2021-02-02T13:48:08","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9686"},"modified":"2021-02-02T08:48:08","modified_gmt":"2021-02-02T13:48:08","slug":"john-krohn-subject-of-client-disputes-totaling-39-2m-selling-away","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/john-krohn-subject-of-client-disputes-totaling-39-2m-selling-away\/","title":{"rendered":"John Krohn Subject Of Client Disputes Totaling $39.2M, Selling Away"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9687 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/02\/John-Krohn.jpg\" alt=\"John Krohn (John Michael Krohn CRD#:2722975) is a former registered broker and investment advisor whose last known employer was Principal Securities, Inc. (CRD#:1137) of West Des Moines, IA. He has been in the industry since 1996, when he began at the firm.  Krohn is the subject of three client disputes with similar allegations. They first dispute was filed on 2\/25\/2019, with allegations that he \u201csolicited large investments from them into venture capital companies owned, managed, or controlled at least in part by Krohn.\u201d The client requests damages of $28,000,000.00.  The second claim, filed on 2\/25\/2020, alleges that the firm failed to supervise John Krohn, which included selling away and his outside business activities that caused them to suffer losses. This client requests damages of $1,200,000.00.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/02\/John-Krohn.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/02\/John-Krohn-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>John Krohn (John Michael Krohn CRD#:<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2722975\" target=\"_blank\">2722975<\/a>) is a former registered broker and investment advisor whose last known employer was Principal Securities, Inc. (CRD#:1137) of West Des Moines, IA. He has been in the industry since 1996, when he began at the firm. <a href=\"https:\/\/www.silverlaw.com\/blog\/john-krohn-subject-of-client-disputes-totaling-39-2m-selling-away\/#more-9686\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>John Krohn (John Michael Krohn CRD#:2722975) is a former registered broker and investment advisor whose last known employer was Principal Securities, Inc. (CRD#:1137) of West Des Moines, IA. He has been in the industry since 1996, when he began at the firm. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[584,580],"tags":[],"class_list":["post-9686","post","type-post","status-publish","format-standard","hentry","category-selling-away","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>John Krohn Subject Of Client Disputes Totaling $39.2M, Selling Away &#8212;<\/title>\n<meta name=\"description\" content=\"John Krohn is a former registered broker and investment advisor whose last known employer was Principal Securities of West Des Moines, IA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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&#8212;","description":"John Krohn is a former registered broker and investment advisor whose last known employer was Principal Securities of West Des Moines, IA.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/john-krohn-subject-of-client-disputes-totaling-39-2m-selling-away\/","twitter_card":"summary_large_image","twitter_title":"John Krohn Subject Of Client Disputes Totaling $39.2M, Selling Away &#8212;","twitter_description":"John Krohn is a former registered broker and investment advisor whose last known employer was Principal Securities of West Des Moines, IA.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/02\/John-Krohn.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 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