{"id":9644,"date":"2021-01-18T11:45:26","date_gmt":"2021-01-18T16:45:26","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9644"},"modified":"2021-01-18T11:45:26","modified_gmt":"2021-01-18T16:45:26","slug":"finra-suspends-edward-matthes-after-charges-of-wire-fraud-after-1-78m-client-fund-misappropriation","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-edward-matthes-after-charges-of-wire-fraud-after-1-78m-client-fund-misappropriation\/","title":{"rendered":"FINRA Suspends Edward Matthes After Charges Of Wire Fraud After $1.78M\u00a0 Client Fund Misappropriation"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9645 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/01\/Edward-Matthes.jpg\" alt=\"Edward Matthes (Edward Earl Matthes CRD:# 2788055, aka \u201cEd Matthes\u201d) is a former registered broker and investment advisor whose last known employer was Mutual Of Omaha Investor Services, Inc. (CRD#:611) of Oconomowoc, WI. Previous employers include Thrivent Investment Management Inc. (CRD#:18387), also of Oconomowoc, MML Investors Services, Inc. (CRD#:10409) of Chesterfield, MO, and Thrivent Investment Management Inc. (CRD#:18387) of Minneapolis, MN. He has been in the industry since 1996. Matthes is the subject of 25 disclosures dating back to 2005. The most recent disclosures leading to charges began on 3\/12\/2019 after he was dismissed from Mutual of Omaha. The firm alleged that he created fictitious account statements for clients and deposited client money into his own bank accounts. The FBI began an investigation three days after Matthes\u2019 termination, on 3\/15\/2019.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/01\/Edward-Matthes.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/01\/Edward-Matthes-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Edward Matthes (Edward Earl Matthes CRD:# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2788055\" target=\"_blank\">2788055<\/a>, aka \u201cEd Matthes\u201d) is a former registered broker and investment advisor whose last known employer was Mutual Of Omaha Investor Services, Inc. (CRD#:611) of Oconomowoc, WI. Previous employers include Thrivent Investment Management Inc. (CRD#:18387), also of Oconomowoc, MML Investors Services, Inc. (CRD#:10409) of Chesterfield, MO, and Thrivent Investment Management Inc. (CRD#:18387) of Minneapolis, MN. He has been in the industry since 1996. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-edward-matthes-after-charges-of-wire-fraud-after-1-78m-client-fund-misappropriation\/#more-9644\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Edward Matthes (Edward Earl Matthes CRD:# 2788055, aka \u201cEd Matthes\u201d) is a former registered broker and investment advisor whose last known employer was Mutual Of Omaha Investor Services, Inc. (CRD#:611) of Oconomowoc, WI. Previous employers include Thrivent Investment Management Inc. (CRD#:18387), also of Oconomowoc, MML Investors Services, Inc. (CRD#:10409) of Chesterfield, MO, and Thrivent Investment [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[591,580],"tags":[],"class_list":["post-9644","post","type-post","status-publish","format-standard","hentry","category-misappropriation","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Suspends Edward Matthes After Charges Of Wire Fraud<\/title>\n<meta name=\"description\" content=\"Edward Matthes is a former registered broker and investment advisor whose last known employer was Mutual Of Omaha Investor Services, Inc.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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