{"id":9611,"date":"2020-12-30T09:33:24","date_gmt":"2020-12-30T14:33:24","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=9611"},"modified":"2020-12-30T09:33:24","modified_gmt":"2020-12-30T14:33:24","slug":"troy-goldberg-subject-of-customer-disputes-totaling-640k-over-private-placements","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/troy-goldberg-subject-of-customer-disputes-totaling-640k-over-private-placements\/","title":{"rendered":"Troy Goldberg Subject Of Customer Disputes Totaling $640K Over Private Placements"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-9612 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/Troy-Goldberg.jpg\" alt=\"Broker Troy Goldberg (CRD#: 2342989) is a registered broker and investment advisor currently employed with National Securities Corporation (CRD#: 7569) of Boca Raton, FL. Previous employers include Brookshire Securities Corporation (CRD#:44347) and Newbridge Securities Corporation (CRD#:104065), both of Fort Lauderdale, FL and Preferred Securities Group, Inc. (CRD#:35704), also of Boca Raton. Two of Goldberg\u2019s previous employers were expelled by FINRA in 1999: Monroe Parker Securities, Inc. (CRD#:31204) of Purchase, NY and Biltmore Securities, Inc (CRD#:25023) of Fort Lauderdale. Registered in 30 states, he has been in the industry since 1993. National Securities Corporation and Troy Goldberg Between 11\/6\/2019 and 1\/29\/2020, six customer disputes were filed alleging Goldberg made \u201cunsuitable recommendations\u201d in regards to private placements. It is not indicated whether these cases are the same client or more than one. The total requested damages for these pending claims comes to $640,000. However it is noted that the customer was an accredited investor, and Goldberg isn\u2019t a \u201cnamed respondent\u201d in the FINRA arbitration.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/Troy-Goldberg.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/12\/Troy-Goldberg-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Broker Troy Goldberg (CRD#: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2342989\" target=\"_blank\">2342989<\/a>) is a registered broker and investment advisor currently employed with National Securities Corporation (CRD#: 7569) of Boca Raton, FL. Previous employers include Brookshire Securities Corporation (CRD#:44347) and Newbridge Securities Corporation (CRD#:104065), both of Fort Lauderdale, FL and Preferred Securities Group, Inc. (CRD#:35704), also of Boca Raton. <a href=\"https:\/\/www.silverlaw.com\/blog\/troy-goldberg-subject-of-customer-disputes-totaling-640k-over-private-placements\/#more-9611\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Broker Troy Goldberg (CRD#: 2342989) is a registered broker and investment advisor currently employed with National Securities Corporation (CRD#: 7569) of Boca Raton, FL. Previous employers include Brookshire Securities Corporation (CRD#:44347) and Newbridge Securities Corporation (CRD#:104065), both of Fort Lauderdale, FL and Preferred Securities Group, Inc. (CRD#:35704), also of Boca Raton. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[699,580],"tags":[],"class_list":["post-9611","post","type-post","status-publish","format-standard","hentry","category-private-placement","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Troy Goldberg Subject Of Customer Disputes Totaling $640K<\/title>\n<meta name=\"description\" content=\"Broker Troy Goldberg is a registered broker and investment advisor currently employed with National Securities Corporation of Boca Raton, FL.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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